October Term 2001 · Docket 01-147
Does a broker's churning violate federal securities law?
The SEC seeks to hold a broker liable for excessive trading. The broker argues other laws cover this conduct.
Showing 1–2 of 2 cases, newest official Court activity first.
October Term 2001 · Docket 01-147
The SEC seeks to hold a broker liable for excessive trading. The broker argues other laws cover this conduct.
October Term 2001 · Docket 01-394
The dispute centers on whether a qualified immunity defense applies when officials allegedly block a citizen from filing a lawsuit.